Plan Sponsor (Client)

HomePlan Sponsor (Client)

A Plan Sponsor is a designated party, usually a company or employer, who sets-up and maintains a retirement plan. Here is some information to help you meet your responsibilities as a plan sponsor.

PPC is here to help whenever you have questions. Please feel free to call or complete an online form to request assistance.

Client Information

This section contains a link to and IRS Guide to 401(k) Compliance and a Census Request Form

ERISA / Fidelity Bond

Plans covered under ERISA guidelines require a Fidelity Bond. This link will provide you with access to recommended providers for this service.

Important Dates

Every retirement plan follows a defined calendar and there are numerous deadlines to meet to remain compliant. Here is a link to those key dates.

Commonly Used Forms

Forms are required for specific purposes within a Retirement Plan. This link takes you to where you can download some commonly used forms.

Helpful Links & Resources

The following links will take you to websites for details about very specific topics. These links are very helpful for establishing and maintaining your retirement plan.

What are my Fiduciary Responsibilities?

EIN / TIN Application

Pension Benefit Guaranty Corporation

Defined Benefit Plans Only

Obtain EFAST2 Signing Credentials

Electronic Federal Tax Payment System (EFTPS) Enrollment

US Department of Labor (DOL)

US Department of Labor (DOL)

Internal Revenue Service (IRS)